What Companies Are Attending Global RegTech Summit USA 2026?
Global RegTech Summit USA 2026 takes place September 29, 2026 at Convene in New York City, bringing together financial institutions, RegTech companies, compliance leaders, regulators, and technology providers.
Global RegTech Summit USA 2026 at a glance
| Event | Global RegTech Summit USA 2026 |
| Date | September 29, 2026 |
| Location | New York City |
| Venue | Convene, 117 West 46th Street |
| Organizer | FinTech Global |
| Key areas | AI in compliance, financial crime, KYC, communications surveillance, regulatory change and risk |
| Audience | Compliance, risk, financial crime, regulatory and technology leaders |
The summit focuses on how financial institutions are modernizing compliance while responding to changing regulation, new financial-crime risks, growing communications channels, and the adoption of artificial intelligence.
Global RegTech Summit USA 2026 companies list
| Company / Organization | Area | Connection |
|---|---|---|
| CTBC Bank New York Branch | Banking | Speaker |
| Payward | Digital assets & financial services | Speaker |
| Vontobel | Wealth & asset management | Speaker |
| Helaba | Banking | Speaker |
| Zurich Cover-More | Insurance | Speaker |
| Steward Partners | Wealth management | Speaker |
| New York State Department of Financial Services | Financial regulation | Speaker |
| Mizuho Americas | Banking | Speaker |
| Scotiabank | Banking | Speakers |
| UBS | Financial services | Speaker |
| Comerica Bank | Banking | Speaker |
| Morgan Stanley | Financial services | Speaker |
| SMBC Group | Banking | Speaker |
| Standard Chartered | Banking | Speaker |
| Natixis CIB Americas | Investment banking | Speaker |
| FINRA | Financial regulation | Speakers |
| GRC 20/20 Research | GRC research | Speaker |
| Monroe Capital | Asset management | Speaker |
| Thirdpath | Investment management | Speaker |
| BBVA | Banking | Speaker |
| Smarsh | Communications compliance | Speaker |
| Hadrius | AI compliance software | Speakers |
| Behavox | Communications surveillance | Speakers |
| Flagright | AML & financial crime technology | Speaker |
| Archer | Integrated risk management | Speaker |
| COMPLY | Compliance technology | Speaker |
| Saifr | AI compliance | Speaker |
| Haast | AI compliance | Speaker |
| Greenboard | Compliance software | Speaker |
| LexisNexis Risk Solutions | Risk & financial crime technology | Speaker |
| Global Relay | Communications compliance | Sponsor / Speaker |
| Arctera | Data governance & compliance | Exhibitor / Speakers |
| Adclear | Marketing compliance | Speaker |
| Footprint | Identity & risk infrastructure | Speaker |
| Corlytics | Regulatory intelligence | Speaker |
| Wolters Kluwer | Risk & compliance technology | Speaker |
The roster shows how the RegTech market now spans traditional banking compliance, financial crime, digital assets, communications surveillance, regulatory intelligence, AI governance, identity, risk management, and automated compliance operations.
Global RegTech Summit USA 2026 company profiles
Global Relay
Global Relay provides communications archiving, surveillance, and compliance technology for regulated financial institutions. Its platform helps firms capture and supervise communications across email, messaging, collaboration tools, and other channels while maintaining regulatory records.
Arctera
Arctera develops data management, resilience, and compliance technology for enterprises. Its compliance products help regulated organizations manage information governance, communications data, surveillance, and regulatory requirements across complex technology environments.
CTBC Bank
CTBC Bank provides commercial and retail banking services in the United States as part of the broader CTBC financial group. Its representation brings the perspective of a regulated financial institution managing compliance across banking operations.
Payward
Payward is the company behind Kraken, a digital-asset platform providing cryptocurrency trading and related financial services. Its compliance operations must address a rapidly evolving combination of digital-asset regulation, financial crime controls, licensing, and traditional financial-services requirements.
Vontobel
Vontobel is a global investment management and private banking company. Its compliance teams operate across multiple jurisdictions, making regulatory change, financial crime controls, and technology-enabled oversight important parts of its operating environment.
Helaba
Helaba is a German commercial bank serving companies, financial institutions, public-sector organizations, and real-estate clients. Its presence brings a cross-border banking perspective to anti-money laundering, regulatory compliance, and internal controls.
Zurich Cover-More
Zurich Cover-More provides travel insurance and assistance services as part of Zurich Insurance Group. Operating across multiple countries creates compliance requirements involving governance, customer protection, regulatory frameworks, and risk oversight.
Steward Partners
Steward Partners is an independent wealth management firm serving financial advisors and clients. Its regulatory environment includes investment-adviser and securities compliance, making technology-supported supervision and monitoring particularly relevant.
Mizuho Americas
Mizuho Americas provides corporate and investment banking, capital markets, asset management, and financial services across the Americas. Its compliance teams work across financial crime, sanctions, customer risk, regulatory reporting, and complex institutional transactions.
Scotiabank
Scotiabank is a global banking institution with businesses spanning retail, commercial, wealth, and capital markets. Its regulatory technology operations support compliance controls, reporting, surveillance, and risk management across multiple markets.
UBS
UBS provides global wealth management, investment banking, asset management, and banking services. Its size and international footprint create significant requirements around regulatory compliance, financial crime, client risk, and governance.
Comerica Bank
Comerica provides commercial banking, retail banking, and wealth-management services. Compliance technology supports areas including regulatory monitoring, financial crime controls, operational risk, and governance across its banking operations.
Morgan Stanley
Morgan Stanley operates businesses across investment banking, wealth management, trading, and investment management. Its compliance environment includes financial crime, surveillance, digital risk, regulatory reporting, and controls across global financial markets.
SMBC Group
SMBC Group is a global financial group providing banking, securities, leasing, and related financial services. Its Americas compliance operations deal with financial crime, customer due diligence, sanctions, and regulatory obligations across institutional banking.
Standard Chartered
Standard Chartered is an international banking group with a large footprint across Asia, Africa, the Middle East, Europe, and the Americas. Its global reach creates complex requirements around financial crime controls, sanctions, risk management, and regulatory compliance.
Natixis CIB Americas
Natixis provides corporate and investment banking services to institutional and corporate clients. KYC, customer risk, transaction monitoring, and regulatory controls are central to operating across global financial markets.
FINRA
FINRA oversees broker-dealers in the United States and develops rules, supervision programs, enforcement processes, and investor-protection initiatives. Its participation brings a regulatory perspective to financial crime, communications, advertising, and emerging compliance technology.
New York State Department of Financial Services
The New York State Department of Financial Services regulates financial institutions and financial products operating under New York supervision. Its work increasingly intersects with cybersecurity, digital assets, artificial intelligence, financial crime, and technology governance.
GRC 20/20 Research
GRC 20/20 Research provides research and advisory work focused on governance, risk management, and compliance technology. Its research examines how organizations design GRC strategies and use technology to manage risk and regulatory obligations.
Monroe Capital
Monroe Capital is an asset management firm specializing in private credit and alternative investment strategies. Like other investment managers, it operates within regulatory frameworks covering investment activity, reporting, compliance oversight, and risk.
Thirdpath
Thirdpath is an investment firm focused on long-term capital allocation and investment management. Its participation brings an investment-management perspective to the governance and compliance issues facing financial firms.
BBVA
BBVA is a global financial services group operating banking businesses across multiple markets. Its regulatory environment spans financial crime, risk, customer protection, digital banking, cybersecurity, and emerging technology governance.
Smarsh
Smarsh develops communications capture, archiving, and surveillance technology for regulated organizations. Its platform helps compliance teams supervise communications across email, messaging, mobile, social, and collaboration channels.
Hadrius
Hadrius develops AI-native compliance software for financial firms. Its platform supports communications supervision, marketing compliance, employee oversight, compliance testing, and other workflows required by SEC- and FINRA-regulated organizations.
Behavox
Behavox develops communications surveillance and compliance technology for financial institutions. Its software analyzes large volumes of employee communications to help compliance teams identify misconduct, policy violations, and emerging risk.
Flagright
Flagright develops financial crime technology for transaction monitoring, AML compliance, fraud detection, and customer risk. Its platform is designed for financial institutions and fintech companies building automated compliance operations.
Archer
Archer develops integrated risk management software used by organizations to manage enterprise risk, compliance, resilience, third-party risk, and audit programs. Its technology helps companies connect risk information and governance processes that are often distributed across different departments and systems.
COMPLY
COMPLY provides regulatory compliance technology and services for investment advisers, broker-dealers, private funds, and other financial firms. Its products support compliance management, monitoring, employee oversight, and regulatory workflows.
Saifr
Saifr develops AI technology for regulatory and marketing compliance. Its platform helps financial institutions identify potential compliance issues in content and communications before they reach customers.
Haast
Haast develops AI-powered marketing and communications compliance technology. Its platform helps compliance teams review digital content and identify potential regulatory issues across marketing channels.
Greenboard
Greenboard develops compliance software for SEC- and FINRA-regulated financial firms. Its platform combines communications archiving, employee compliance, marketing compliance, firm compliance, and third-party oversight.
LexisNexis Risk Solutions
LexisNexis Risk Solutions provides data, analytics, identity, fraud, and financial-crime technology. Financial institutions use its products across customer verification, fraud prevention, AML, sanctions, and risk assessment.
Adclear
Adclear develops AI-powered compliance technology for financial promotions and marketing communications. Its platform supports pre-publication approvals, ongoing monitoring, regulatory knowledge, and compliance governance.
Footprint
Footprint develops identity and risk infrastructure for financial companies. Its platform combines identity verification, customer onboarding, risk investigation, KYC/KYB, and financial-crime workflows within an AI-driven operating environment.
Corlytics
Corlytics develops regulatory intelligence technology that helps financial institutions understand and manage regulatory change. Its platform turns large volumes of regulatory information into structured intelligence that compliance teams can use to identify obligations and prioritize action.
Wolters Kluwer
Wolters Kluwer provides professional information, software, and compliance technology across financial services, legal, tax, accounting, and healthcare markets. Its financial-services products support areas including regulatory reporting, risk management, compliance, and operational decision-making.
What types of companies are at Global RegTech Summit USA 2026?
The event brings together several parts of the regulatory technology ecosystem.
| Category | Representative organizations |
|---|---|
| Financial institutions | Mizuho Americas, Scotiabank, UBS, Morgan Stanley, SMBC Group, Standard Chartered, Natixis CIB Americas, Helaba, Vontobel, BBVA, CTBC Bank, and Comerica Bank |
| RegTech and compliance technology | Global Relay, Arctera, Smarsh, Hadrius, Behavox, Flagright, Archer, COMPLY, Saifr, Haast, Greenboard, Adclear, Footprint, Corlytics, and Wolters Kluwer |
| Risk, identity, and financial crime technology | LexisNexis Risk Solutions and other specialized providers |
| Regulatory organizations | FINRA and the New York State Department of Financial Services |
This mix gives the event both sides of the compliance technology market: organizations buying and implementing RegTech and the companies developing the technology.
Why Global RegTech Summit USA 2026 matters
Compliance teams are managing a growing combination of regulatory change, financial crime, communications channels, customer data, and emerging AI systems.
At the same time, RegTech is moving beyond digitizing manual workflows. AI is increasingly being applied to surveillance, KYC, financial crime investigations, marketing compliance, regulatory intelligence, governance, and risk management.
Global RegTech Summit USA brings financial institutions and technology providers into the same conversation around how these systems should be implemented in regulated environments.
The 2026 event focuses particularly on AI in compliance, financial crime prevention, communications surveillance, KYC transformation, and strategies for navigating regulatory change.
How we built this list
The companies on this page were discovered using Agent Jesse, which searches the live web for company activity across industry events, funding, hiring, product launches, expansion, and other business signals. For Global RegTech Summit USA 2026, Agent Jesse surfaced companies speaking, sponsoring, exhibiting, and participating across the event, including companies appearing in official FinTech Global event materials.
Last reviewed: September 11, 2026
Frequently asked questions
What is Global RegTech Summit USA 2026?
Global RegTech Summit USA 2026 is a regulatory technology conference bringing together financial institutions, compliance leaders, regulators, RegTech companies, and technology providers to discuss the future of compliance and risk management.
When and where is Global RegTech Summit USA 2026?
Global RegTech Summit USA 2026 takes place September 29, 2026 at Convene, 117 West 46th Street in New York City.
What companies are attending Global RegTech Summit USA 2026?
Companies and institutions represented include Global Relay, Arctera, Mizuho Americas, Scotiabank, UBS, Morgan Stanley, SMBC Group, Standard Chartered, Natixis CIB Americas, BBVA, Smarsh, Hadrius, Behavox, Flagright, Archer, COMPLY, Saifr, Haast, Greenboard, Corlytics, and others.
Which financial institutions are attending Global RegTech Summit USA 2026?
Financial institutions represented include CTBC Bank, Vontobel, Helaba, Mizuho Americas, Scotiabank, UBS, Morgan Stanley, SMBC Group, Standard Chartered, Natixis CIB Americas, Comerica Bank, and BBVA.
Which RegTech companies are participating in Global RegTech Summit USA 2026?
RegTech and compliance technology companies represented include Global Relay, Arctera, Smarsh, Hadrius, Behavox, Flagright, Archer, COMPLY, Saifr, Haast, Greenboard, LexisNexis Risk Solutions, Adclear, Footprint, Corlytics, and Wolters Kluwer.
What topics does Global RegTech Summit USA 2026 cover?
The event covers AI in compliance, financial crime prevention, KYC, communications surveillance, regulatory change, compliance automation, governance, and risk management. Run a live search on Agent Jesse →
Find companies showing active business signals
Agent Jesse searches the live internet for companies appearing at industry events, announcing funding, expanding teams, launching products, entering new markets, and showing other business signals.